Broker Check


There are many financial products in the market, and choosing the ones that address an individual client’s needs can be complicated. Informed decisions about the products in any portfolio are best made after a thorough assessment of individual risk tolerance, goals and specific needs.

We work hard for you and believe that a better informed client will make more educated choices. When the time comes to make specific recommendations, we offer a comprehensive suite of products and services for your approval in your unique situation. We never assume that all investors want or need the same investments.


  • Tax-free transfers from employer retirement plan to personally controlled IRA or Roth IRA.
  • IRA to Roth-IRA Conversion*
  • 529 qualified tuition plans
  • Annuities -  Fixed, Indexed and Variable
  • Mutual Funds
  • Certificates of Deposit
  • U.S. Treasuries Securities
  • Group retirement and savings plans
  • Simplified Employee Pension Plans
  • Qualified Retirement Plans
  • Other retirement savings plans designed specifically for employee groups
  • Life insurance
  • Long-term care, disability and critical illness
  • Health Insurance Group health benefits
  • 401(k) retirement plans and IRAs (Individual Retirement Accounts)

* Converting assets from your Traditional IRA to a Roth IRA generally has income tax consequences, including potential tax penalties that you should carefully consider. Consult with a tax professional to determine if you are eligible for a Roth conversion and your personal income tax liability that may result from this transaction.


  • Professionally managed portfolios designed for low cost, active management and low beta (risk) and high alpha (Risk Adjusted Performance)
  • Endowment Style Investing
  • Alternative Investments, not correlated to the stock & bond markets.


For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.   |  321-751-5599